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2025年6月30日，中金公司（CICC）在香港特别行政区发布了两则管理支持类职位的招聘信息，包括法律合规部的“合规官 - 一级市场合规（J18123）”和财务部的“财务主管 - 经纪业务（J18090）”。其中，“合规官 - 一级市场合规（J18123）” 主要为中金公司在香港开展的投行、资本市场和研究业务活动提供合规覆盖，并支持香港控制室的职能和活动；而“财务主管 - 经纪业务（J18090）” 主要负责编制日常分录、进行对账、支持发票开具和查询、月末结账、财务报告、损益分析等工作，同时优化会计流程，支持公司整体数字化财务 / 会计平台的开发。这两个职位均要求应聘者具备相关的专业知识和技能，以及良好的沟通能力和团队合作精神。更多职位详情可点击中金公司官网查看。

Compliance Officer - Primary Markets Compliance(J18123)

需求部门：法律合规部

招聘类别：社会招聘

发布时间：2025-06-30

工作地点：香港特别行政区

工作职责：

Job Descriptions

Reporting to the Head of Primary Markets Compliance for Hong Kong, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its IB, CM, and Research business activities conducted from Hong Kong, as well as supporting the Hong Kong Control Room functions and activities. Key responsibilities include but are not limited to:

•Providing regulatory advice to the Investment Banking Department, Capital Markets Department and Research teams

•Reviewing new business initiatives from a regulatory, best practice and Firm standard perspective

•Maintaining and updating all relevant compliance manuals, policies and procedures to ensure that they properly reflect applicable legal and regulatory requirements, best practices and Firm standards, and issuing new policies and procedures in light of regulatory or business developments

•Performing independent desk reviews and monitoring of investment banking and other Private Side business activities

•Participating in Control Room Operations processes

•Providing Control Room Compliance advisory services to business and functional departments

•Reviewing research reports from a regulatory perspective

•Providing compliance training to business units and infrastructure supporting functions

•Helping manage contacts and relationships with regulators, ensuring that communications with regulators are open and constructive

•Handling any other compliance matters as required for the operation of the Firm’s businesses in Hong Kong

任职资格：

Knowledge and Experience

•Strong financial services compliance and regulatory legal background

•Minimum 3 years of relevant HK compliance experience in providing private side compliance coverage in an investment bank or a securities regulatory authority

•Prior experience in providing in-house compliance or regulatory legal coverage for investment banking business in a financial center will be an added advantage

Skills and Abilities

•A professional with high integrity

•Excellent verbal and written communication skills with fluency in speaking Cantonese, English and Mandarin

•Strong analytical skills, thoughtful

•Detailed-oriented

•Technology-savvy

•Fast learner

•Proactive and able to act independently

•Good team work skills

Qualifications

•University degree in a legal or finance discipline

•A qualified lawyer or accountant would be an advantage

Disclaimer:

CICC is committed to fostering an environment of equity and diversity. We recognize the importance of fair treatment in all aspects of our business, from recruitment and hiring to professional development and advancement.

CICC aims to build an inclusive workplace that values the diverse backgrounds, ideas, and cultures of our employees. We strive to create an environment where every employee feels heard, supported, and empowered to contribute to the company's growth and success. By leveraging our collective strengths, we aim to drive innovation and achieve excellence in the industry.

It is CICC’s responsibility to provide equal employment opportunities to all prospective employees, regardless of race, ethnicity, gender, age, disability, or any other characteristics protected by law.

The preceding job description has been designed to indicate the general nature and level of the work to be performed by employees within this classification. It is not intended to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

合规官 - 一级市场合规（J18123）

需求部门：法律合规部

招聘类别：社会招聘

发布时间：2025-06-30

工作地点：香港特别行政区

工作职责：

在向香港一级市场合规部门主管汇报工作的情况下，合适的人选将负责为中信证券集团（以下简称 “公司”）在香港开展的投行、资本市场和研究业务活动提供合规覆盖，并支持香港控制室的职能和活动。主要职责包括但不限于：

为投资银行部、资本市场部和研究团队提供监管建议。

从业务监管、最佳实践和公司标准的角度审视新的业务计划。

维护和更新所有相关的合规手册、政策和程序，确保它们准确反映适用的法律和监管要求、最佳实践和公司标准，并在监管或业务发展的情况下发布新的政策和程序。

对投资银行和其他私人部门业务活动进行独立的台席审查和监控。

参与控制室运营流程。

为业务部门和职能部门提供控制室合规咨询服务。

从监管角度审查研究报告。

为业务部门和基础设施支持职能提供合规培训。

协助管理与监管机构的联系和关系，确保与监管机构的沟通开放且富有建设性。

处理在香港开展业务所需任何其他合规事宜。

任职资格：

知识和经验：

具备强大的金融服务合规和监管法律背景。

在投资银行或证券监管机构从事私人部门合规覆盖工作至少3年的香港合规经验。

在金融中心为投资银行业务提供内部合规或监管法律覆盖的经验将是一个加分项。

技能和能力：

具备高度诚信的专业人士。

具备出色的口头和书面沟通能力，能流利使用粤语、英语和普通话。

具备强大的分析能力，思维缜密。

注重细节。

熟悉技术。

学习能力强。

积极主动，能够独立行动。

具备良好的团队合作能力。

资格：

法律或金融学科的大学学位。

拥有律师或会计师资格将是优势。

中金公司致力于营造一个公平和多样化的环境。我们认识到在业务的各个方面，从招聘和雇佣到专业发展和晋升，公平对待的重要性。

中金公司旨在构建一个包容的工作场所，重视员工的多样化背景、想法和文化。我们努力创造一个让每位员工都感到被倾听、支持和赋权以促进公司成长和成功的环境。通过利用我们的集体优势，我们旨在推动行业创新和卓越成就。

中金公司有责任为所有潜在员工提供平等的就业机会，不论其种族、民族、性别、年龄、残疾或任何其他受法律保护的特征。

上述职位描述旨在说明该职位的性质和层级，以及分配给该分类的员工的工作内容。它并非旨在包含或被解释为列出员工执行该职位的职责、责任和资格要求的全面清单。

Financial Controller – Brokerage Business(J18090)

需求部门：财务部

招聘类别：社会招聘

发布时间：2025-06-30

工作地点：香港特别行政区

工作职责：

Job Descriptions

•Prepare daily journal entries and reconcile with back-office system to ensure completeness of all transactions

•Perform daily bank reconciliation, intercom reconciliation and trade system reconciliation

•Reconcile initial and secondary market commission between upstream trading system and internal financial system on a timely basis

•Support invoice billing and queries including but not limited to P&L recognition and tax issues

•Perform month end closing, financial reporting, and regular P&L analysis

•Support business on a daily basis, help prepare relevant schedules and breakdowns

•Liaise with external/internal auditors and support semi-annual and annual audit

•Optimize accounting process and support the development of firm wide digitalized financial/accounting platform

任职资格：

Skills and Abilities

•2-5 years’ related working experience from financial service industry

•In-depth understanding of the Hong Kong Accounting Standards and Hong Kong Financial Reporting Standards

•Knowledge in securities brokerage business and financial products

•Good numerical and analytical skills

•Good interpersonal skills, and able to work independently

•Good command of English and Mandarin

•Proficient in Microsoft Excel, extended experience on VBA/Python preferred

Qualifications

•Bachelor’s degree in accountancy/Finance or equivalent

•Qualified accountant under ACCA/HKICPA/other recognized accounting bodies preferred

Disclaimer:

CICC is committed to fostering an environment of equity and diversity. We recognize the importance of fair treatment in all aspects of our business, from recruitment and hiring to professional development and advancement.

CICC aims to build an inclusive workplace that values the diverse backgrounds, ideas, and cultures of our employees. We strive to create an environment where every employee feels heard, supported, and empowered to contribute to the company's growth and success. By leveraging our collective strengths, we aim to drive innovation and achieve excellence in the industry.

It is CICC’s responsibility to provide equal employment opportunities to all prospective employees, regardless of race, ethnicity, gender, age, disability, or any other characteristics protected by law.

The preceding job description has been designed to indicate the general nature and level of the work to be performed by employees within this classification. It is not intended to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

财务主管 - 经纪业务（J18090）

需求部门：财务部

招聘类别：社会招聘

发布时间：2025-06-30

工作地点：香港特别行政区

工作职责：

编制日常分录并与后台系统对账，确保所有交易的完整性。

进行日常银行对账、内部对账和交易系统对账。

及时在上游交易系统和内部财务系统之间对一级和二级市场佣金进行对账。

支持发票开具和查询，包括但不限于损益确认和税务问题。

进行月末结账、财务报告和定期损益分析。

日常支持业务部门，帮助准备相关时间表和明细表。

与外部/内部审计师沟通，支持半年度和年度审计。

优化会计流程，支持公司整体数字化财务/会计平台的开发。

任职资格：

技能和能力：

拥有金融服务行业2-5年相关工作经验。

深入了解香港会计准则和香港财务报告准则。

了解证券经纪业务和金融产品。

具备良好的数字处理能力和分析能力。

具备良好的人际交往能力，能够独立工作。

英语和普通话水平良好。

精通Microsoft Excel，有VBA/Python使用经验者优先。

资格：

会计/金融或相关领域的学士学位。

拥有ACCA/HKICPA/其他认可会计机构的注册会计师资格者优先。

中金公司致力于营造一个公平和多样化的环境。我们认识到在业务的各个方面，从招聘和雇佣到专业发展和晋升，公平对待的重要性。

中金公司旨在构建一个包容的工作场所，重视员工的多样化背景、想法和文化。我们努力创造一个让每位员工都感到被倾听、支持和赋权以促进公司成长和成功的环境。通过利用我们的集体优势，我们旨在推动行业创新和卓越成就。

中金公司有责任为所有潜在员工提供平等的就业机会，不论其种族、民族、性别、年龄、残疾或任何其他受法律保护的特征。

上述职位描述旨在说明该职位的性质和层级，以及分配给该分类的员工的工作内容。它并非旨在包含或被解释为列出员工执行该职位的职责、责任和资格要求的全面清单。